The Module 1B Exam applies all persons who wish to deal in securities products for a principal company that is NOT a member of Singapore Exchange - Securities Trading Limited.

Exam Syllabus

- The Capital Markets Industry in Singapore and Participants in the Capital Markets
- Licensing and Business Operations
- Market Conduct
- Central Provident Fund Investment Scheme (CPFIS)
- Prevention of Financial Crimes

About the Exam

This exam has retired WEF 1 April 2024. You would likely need to take the new RES 1B exam instead. Please seek clarification with the compliance department of your employer.

For more details on the exam changes, exemptions and competency requirements, search for MAS Notice SFA-04-N22 and FAA-N26.

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