The Module 4A Exam applies all persons who wish to advise on corporate finance for equity securities in Singapore.

Exam Syllabus

- The Capital Markets and Corporate Finance Industry in Singapore
- Raising Capital
- Getting Listed
- Post Listing Obligations and Considerations
- Overview of Singapore Code on Take-overs and Mergers
- Market Conduct
- Prevention of Financial Crimes

About the Exam

This exam has retired WEF 1 April 2024. You would likely need to take the new RES 4 exam instead. Please seek clarification with the compliance department of your employer.

For more details on the exam changes, exemptions and competency requirements, search for MAS Notice SFA-04-N22 and FAA-N26.

To Top